Brussels, 14.7.2021

COM(2021) 562 final

ANNEXES

to the

Proposal for a Regulation of the European Parliament and of the Council

on the use of renewable and low-carbon fuels in maritime transport and amending Directive 2009/16/EC

{SEC(2021) 562 final} - {SWD(2021) 635 final} - {SWD(2021) 636 final}


ANNEX I

METHODOLOGY FOR ESTABLISHING THE GREENHOUSE GAS INTENSITY LIMIT ON THE ENERGY USED ON-BOARD BY A SHIP

For the purpose of calculating the greenhouse gas intensity limit of the energy used on-board a ship, the following formula, referred to as Equation (1) shall apply:

GHG intensity index

WtT

TtW

=

Equation (1)

where the following formula is referred to as Equation (2):

   Equation (2)

Term

Explanation

i

Index corresponding to the fuels delivered to the ship in the reference period

j

Index corresponding to the fuel combustion units on board the ship. For the purpose of this Regulation the units considered are the main engine(s), auxiliary engine(s) and fired oil boilers

k

Index corresponding to the connection points (c) where electricity is supplied per connection point.

c

Index corresponding to the number of electrical charging points

m

Index corresponding to the number of energy consumers

Mass of the specific fuel i oxidised in consumer j [gFuel]

Electricity delivered to the ship per connection point k if more than one [MJ]

WtT GHG emission factor of fuel i [gCO2eq/MJ]

WtT GHG emission factor associated to the electricity delivered to the ship at berth per connection point k [gCO2eq/MJ]

Lower Calorific Value of fuel i [MJ/gFuel]

Engine fuel slippage (non-combusted fuel) coefficient as a percentage of the mass of the fuel i used by combustion unit j [%]

TtW GHG emission factors by combusted fuel in combustion unit j [gGHG/gFuel]

TtW CO2 equivalent emissions of combusted fuel i in combustion unit j [gCO2eq/gFuel]

TtW GHG emissions factors by slipped fuel towards combustion unit j [gGHG/gFuel]

TtW CO2 equivalent emissions of slipped fuel i towards combustion unit j [gCO2eq/gFuel]

CO2, CH4 , N2O Global Warming Potential over 100 years

In the case of fossil fuels, the default values in Annex II shall be used.

For the purpose of this regulation the term in the numerator of Equation (1) shall be set to zero.

Method for determining [Mi]

The [Mi] mass of fuel shall be determined using the amount reported in accordance with the framework of the reporting under Regulation (EU) 2015/757 for voyages falling within the scope of this Regulation based on the chosen monitoring methodology by the company.

Method for determining WtT GHG factors

For non-fossil fuels, wherever values different from the default values in Annex II are used, these shall be based on relevant Bunker Delivery Notes (BDNs), for the fuels delivered to the ship in the reference period, for at least equal quantities of fuels as the one determined as being consumed in scope of the regulated journey in accordance with point A.

The WtT GHG () of the fuels (which are not fossils fuels) are established in Directive (EU) 2018/2001. The actual values, contained in the Directive that shall be used for the purpose of this Regulation, in accordance with the methodology, are those without combustion 1 . For those fuels for which pathways are not included in the Directive and for fossil fuels, the WtT GHG emission factors () default values are contained in Annex II.

Fuel Bunker Delivery Note (BDN)

For the purposes of this regulation, relevant BDNs of fuels used on board shall contain at least the following information:

–product identification

–fuel mass [t]

–fuel volume [m3]

–fuel density [kg/m3]

–WtT GHG emission factor for CO2 (carbon factor) [gCO2/gFuel] and for CO2eq [gCO2eq/gFuel] and related certificate 2

–Lower Calorific Value [MJ/g]

 

BDN Electricity

For the purposes of this regulation, relevant BDNs for electricity delivered to the ship shall contain at least the following information:

–supplier: name, address, telephone, email, representative

–receiving ship: IMO number (MMSI), ship name, ship type, flag, ship representative

–port: name, location (LOCODE), terminal/ berth

–connection point: OPS-SSE connection point, connection point details

–connection time: date/time of commencement/finalisation

–energy supplied: power fraction allocated to supply point (if applicable) [kW], electricity consumption (kWh) for the billing period, peak power information (if available)

–metering

Method for determining TtW GHG factors

The TtW emissions are determined on the basis of the methodology contained in this Annex as provided in Equation (1) and Equation (2)

For the purpose of this Regulation, the TtW GHG emission factors (  ) that shall be used to determine the GHG emissions are contained in Annex II. The CO2 Cf factors shall be the ones established in Regulation (EU) 2015/757 and are reported in the Table for easy reference. For fuels whose factors are not included in the said regulation, default factors as contained in Annex II shall be used.

In accordance with its compliance plan referred to in Article 6 and upon assessment by the verifier, other methods, such as direct CO2eq measurement, laboratory testing, may be used if it enhances the overall accuracy of the calculation.

Method for determining TtW fugitive emissions

Fugitive emissions are emissions caused by the amount of fuel that does not reach the combustion chamber of the combustion unit or that is not consumed by the energy converter because they are uncombusted, vented, or leaked from the system. For the purpose of this Regulation, fugitive emissions are taken into account as a percentage of the mass of the fuel used by the engine. The default values are contained in Annex II.

Methods for determining the reward factors linked to substitute sources of energy

In case substitute sources of energy are installed on board, a reward factor for substitute sources of energy can be applied. In case of wind power such reward factor is determined as follow:

Reward factor for substitute sources of energy- WIND (fwind)

0,99

0,1

0,97

0,2

0,95

⩾ 0,3

The ship GHG intensity index is then calculated by multiplying the result of Equation (1) by the reward factor.

Verification and Certification

Fuel Class

WtT

TtW

Fossil

Default values shall be used as provided in Table 1 of this Regulation

MRV Regulation CO2 carbon factors shall be used for fuels for which such factor is provided

For all other emissions factors, default values can be used as provided in Table 1 of this Regulation, alternatively

Certified values by mean of laboratory testing or direct emissions measurements

Sustainable Renewable Fuels

(Bio Liquids, Bio Gases, e-Fuels)

CO2eq values as provided in RED II (without combustion) can be used for all fuels whose pathways are included in RED II, alternatively

RED II approved certification scheme can be used

Emissions factors, default values can be used as provided in Table 1 of this Regulation, alternatively

Certified values by mean of laboratory testing or direct emissions measurements.

Others (including electricity)

CO2eq values as provided in RED II (without combustion) can be used for all fuels whose pathways are included in RED II, alternatively

RED II approved certification scheme can be used

Emissions factors, default values can be used as provided in Table 1 of this Regulation, alternatively

Certified values by mean of laboratory testing or direct emissions measurements.

ANNEX II

The emissions factors for fossils fuels contained in this Annex shall be used for the determination of the greenhouse gas intensity index referred to in Annex I of this Regulation.

The emissions factors of biofuels, biogas, renewable fuels of non-biological origin and recycled carbon fuels shall be determined according to the methodologies set out in Annex 5 part C of Directive (EU) 2018/2001.

In the table:

–TBM stands for To Be Measured

–N/A stands for Not Available

–The dash means not applicable

Table 1 – Default factors

1

2

3

4

5

6

7

8

9

WtT

TtW

Class /

Feedstock

Pathway name

Energy Converter Class

As % of the mass of the fuel used by the engine

Fossil

HFO

ISO 8217 Grades RME to RMK

0,0405

13,5

ALL ICEs

3,114

MEPC245 (66)

Regulation (EU) 2015/757

0,00005

0,00018

-

Gas Turbine

Steam Turbines and Boilers

Aux Engines

LSFO

0,0405

13,2, crude

13,7 blend

ALL ICEs

3,114

0,00005

0,00018

-

Gas Turbine

Steam Turbines and Boilers

Aux Engines

ULSFO

0,0405

13,2

ALL ICEs

3,114

0,00005

0,00018

-

VLSFO

0,041

13,2

ALL ICEs

3,206

MEPC245 (66)

MRV Regulation

0,00005

0,00018

-

LFO

ISO 8217 Grades RMA to RMD

0,041

13,2

ALL ICEs

3,151

MEPC245 (66)

Regulation (EU) 2015/757

0,00005

0,00018

-

MDO

MGO

ISO 8217 Grades DMX to DMB

0,0427

14,4

ALL ICEs

3,206

MEPC245 (66)

Regulation (EU) 2015/757

0,00005

0,00018

-

LNG

0,0491

18,5

LNG Otto (dual fuel medium speed)

2,755

MEPC245 (66)

Regulation (EU) 2015/757

0

0,00011

3,1

LNG Otto (dual fuel slow speed)

1,7

LNG Diesel (dual fuel slow speed)

0.2

LBSI

N/A

LPG

0,046

7,8

All ICEs

3,03 Buthane

3,00 Propane

MEPC245 (66)

Regulation (EU) 2015/757

TBM

TBM

H2

(natural gas)

0,12

132

Fuel Cells

0

0

-

-

ICE

0

0

TBM

NH3

(natural gas)

0,0186

121

No engine

0

0

TBM

-

Methanol (natural gas)

0,0199

31,3

All ICEs

1,375

MEPC245 (66)

Regulation (EU) 2015/757

TBM

TBM

-

Liquid biofuels

Ethanol E100

0,0268

Ref. to Directive (EU) 2018/2001

All ICEs

1,913

MEPC245 (66)

Regulation (EU) 2015/757

TBM

TBM

-

Bio-diesel

Main products / wastes / Feedstock mix

0,0372

Ref. to Directive (EU) 2018/2001

ALL ICEs

2,834

0,00005

TBM

0,00018

TBM

-

HVO

Main products / wastes / Feedstock mix

0,044

Ref. to Directive (EU) 2018/2001

ALL ICEs

3,115

0,00005

0,00018

-

Bio-LNG

Main products / wastes / Feedstock mix

0,05

Ref. to Directive (EU) 2018/2001

LNG Otto (dual fuel medium speed)

2,755

MEPC245 (66),

Regulation (EU) 2015/757

0,00005

0,00018

3,1

LNG Otto (dual fuel slow speed)

1,7

LNG Diesel (dual fuels)

0.2

LBSI

N/A

Gas biofuels

Bio-H2

Main products / wastes / Feedstock mix

0,12

N/A

Fuel Cells

0

0

0

-

ICE

0

0

TBM

Renewable Fuels of non-Biological Origin (RFNBO)

-

(e- fuels)

e-diesel

0,0427

Ref. to Directive (EU) 2018/2001)

ALL ICEs

3,206

MEPC245 (66)

Regulation (EU) 2015/757

0,00005

0,00018

-

e-methanol

0,0199

Ref. to Directive (EU) 2018/2001

All ICEs

1,375

MEPC245 (66)

Regulation (EU) 2015/757

0,00005

0,00018

-

e-LNG

0,0491

Ref. to Directive (EU) 2018/2001

LNG Otto (dual fuel medium speed)

2,755

MEPC245 (66)

Regulation (EU) 2015/757

0

0,00011

3.1

LNG Otto (dual fuel slow speed)

1,7

LNG Diesel (dual fuels)

0.2

LBSI

N/A

e-H2

0,12

3,6

Fuel Cells

0

0

0

-

ICE

0

0

TBM

e-NH3

0,0186

0

No engine

0

N/A

TBM

N/A

Others

Electricity

-

106,3

EU MIX 2020

72

EU MIX 2030

OPS

-

-

-

-

Column 1 identifies the class of the fuels namely Fossils, Liquid Biofuels, Gaseous Biofuels, e-Fuels;

Column 2 identifies the name or the pathway of the relevant fuels within the class. For the Liquid Biofuels, Gaseous Biofuels, RFNBO (e-Fuels) the values for the WtT section shall be taken from Directive (EU) 2018/2001 (without combustion 3 ); for fossils fuels only the default values in the table shall be used.

Column 3 contains the Lower Calorific Value of the fuels expressed in [MJ/g].

Column 4 contains the CO2eq emissions values in [gCO2eq/MJ]. For fossils fuels only the default values in the table shall be used. For all other fuels, (except were expressly indicated), values shall be calculated by using the methodology or the default values as per in Directive (EU) 2018/2001 deducted of the combustion emissions considering full oxidation of the fuel 4 .

Column 5 identifies the main types/classes of energy converters such as 2 and 4 strokes Internal Combustion Engines (ICE) Diesel or Otto cycle, gas turbines, fuels cells etc.

Column 6 contains the emission factor Cf for CO2 in [gCO2/gfuel]. Emissions factors values as specified in the Regulation (EU) 2015/757 (or IMO MEPC245 (66) as amended) shall be used. For all those fuels not contained in Regulation (EU) 2015/757, the default values contained in the table should be used. Values certified by a by a trusted certifier (under the relevant provisions made in Directive (EU) 2018/2001) can be used in place of the default values.

Column 7 contains the emission factor Cf for methane in [gCH4/gfuel]. Default values as contained in the table shall be used. Values certified by mean of testing can be used in place of the default values. For LNG fuels Cf for methane are set to zero.

Column 8 contains the emission factor Cf for nitrous oxide in [gN2O/gfuel]. Default values as contained in the table shall be used. Values certified by mean of testing can be used in place of the default values.

Column 9 identifies the part of fuel lost as fugitive emissions (Cslip) measure as % of mass of fuel used by the specific energy converter. Default values as contained in the table shall be used. Values certified by mean of testing can be used in place of the default values. For fuels such as LNG for which the fugitive emissions (slip) exists, the amount of fugitive emissions as presented in Table 1 is expressed in % of the mass of fuel used (Column 9). The values contained in Column 9 shall be used, in accordance with equation (1). The values of Cslip in Table (1) are calculated at 50% of the engine load.



ANNEX III

CRITERIA FOR THE USE OF ZERO-EMISSION TECHNOLOGY AS REFERRED TO IN ARTICLES 5(3)(b) and 7(3), points (d) and (f)

The following table provides a list of zero-emission technologies as referred to in Article 5(3)(b), as well as, specific criteria for their use as applicable.

Zero-emission technology

Criteria for use

Fuel cells

Fuel cells used on board for power generation while at berth should be fully powered by renewable and low carbon fuels.

On-board Electricity Storage

The use of on-board electricity storage is allowed irrespective on the source of energy that produced the stored power (on-board generation or on-shore in case of battery swapping).

On-board Electricity production from wind and solar energy

Any ship that is capable to sustain energy needs at berth through the use of wind and solar energy.

The use of these zero-emission technologies shall continuously achieve emissions that are equivalent to the emissions reductions that would be achieved by using on-shore power supply.



ANNEX IV

CERTIFICATE TO BE ISSUED BY THE MANAGING BODY OF THE PORT OF CALL IN CASES WHERE SHIPS CANNOT MAKE USE OF OPS FOR JUSTIFIED REASONS (ARTICLE 5(5)) - MINIMUM ELEMENTS TO BE INCLUDED IN THE CERTIFICATE

For the purposes of this Regulation, the certificate referred to in Article 5(5) shall contain at least the following information:

(1)Ship identification

(a)IMO number

(b)Ship name

(c)Call sign

(d)Ship type

(e)Flag

(2)Port of call

(3)Location/terminal name

(4)Arrival date and time (ATA)

(5)Departure date and time (ATD)

The confirmation from the managing body of the port that the ship was found among any of the following cases:

–the ship made an unscheduled port call for reasons of safety or saving life at sea (Article 5(2), point (c))

–the ship was unable to connect to on-shore power supply due to unavailable connection points in the port (Article 5(2), point (d))

–the on-shore power supply equipment on board was found to be incompatible with the shore installation at the port (Article 5(2), point (e))

–that the ship used, for a limited period of time on-board energy generation, under emergency situations representing immediate risk to life, the ship, or the environment (Article 5(2), point (f)).

(6)Details of the managing body of the port

(a)Name

(b)contact (phone, email)

(7)Date of issue



ANNEX V

FORMULAS FOR CALCULATING THE COMPLIANCE BALANCE AND PENALTY laid down in Article 20(1)

Formula for calculating the ship’s compliance balance

For the purpose of calculating the compliance balance of a ship the following formula shall apply:

Compliance balance [gCO2eq/MJ] =

(GHGIEtarget - GHGIEactual) x []

Where:

Grams of CO2 equivalent

GHGIEtarget

Greenhouse gas intensity limit of the energy used on-board a ship according to Article 4(2) of this Regulation

GHGIEactual

Yearly average of the greenhouse gas intensity of the energy used on-board a ship calculated for the relevant reporting period

Formula for calculating the penalty laid down in Article 20(1)

The amount of the penalty laid down in Article 20(1) shall be calculated as follows:

Penalty =

(Compliance balance / GHGIEactual)  x conversion factor from MJ to tonnes of VLSFO (41.0 MJ / kg) x EUR 2400

(1)    Reference is made to Directive (EU) 2018/2001, Annex V.C.1.(a) to the term eu ‘emissions from the fuel in use’
(2)    This value is not required in case of fossil fuels referred to in Annex II. For all other fuels, including blends of fossil fuels, this value should be made available together with a separate certificate identifying the fuel production pathway.
(3)    Reference is made to Directive (EU) 2018/2001, Annex V.C.1.(a) to the term eu ‘emissions from the fuel in use’.
(4)    Reference is made to Directive (EU) 2018/2001, Annex V.C.1.(a) to the term eu ‘emissions from the fuel in use’